Our Track Record
We have placed a vast number of people into compliance, risk, audit and finance leadership roles over the course of more than thirty years in business.
Our success is based on our knowledge of these functions, an appreciation of our clients’ specific needs and goals from one assignment to the next, and our uncompromising respect for all individuals involved in every search that we handle. Additionally, our growing Board Practice has been built on the longevity and depth of our relationships, our credibility as a governance specialist, and our access to this highly accomplished network of people. Here are some example of the results we have achieved:
Compliance & Financial Crime
- Global Chief Compliance Officer, FTSE100 Global Asset Manager
- EMEA & APAC Chief Compliance Officer, £500bn AUM UK Asset Manager
- UK Chief Compliance Officer, Global Custodian Bank
- EMEA Head of Compliance – Alternatives, US$1.5trn AUM US Asset Manager
- Director of Regulatory Liaison, Prominent UK Asset Manager
- Head of Regulatory Affairs, Big Four Accounting Firm
- Head of Investment Compliance Advisory, Prominent UK Asset Manager
- Head of Distribution Compliance, FTSE100 Global Asset Manager
- General Counsel / Chief Compliance Officer, Niche Hedge Fund
- Head of Risk & Compliance, Niche Hedge Fund
- UK Head of Financial Crime, Global Custodian Bank
- EMEA Head of Financial Crime, Global Custodian Bank
- Head of CASS Oversight, FTSE250 UK Asset Manager
- Big Four Regulatory Consulting Director, UK Asset Management Practice
Internal Audit & Finance
- Group Head of Internal Audit, Prominent UK Asset Manager/ Pension Scheme
- Europe Head of Internal Audit, US$5trn AUM US Asset Manager
- EMEA Head of Internal Audit, Japanese Investment Bank
- UK Head of Financial Services Internal Audit Practice, Major Consultancy
- Group Finance Director, Prominent Global Asset Manager
- Europe Chief Financial Officer, Prominent Global Private Equity Firm
- Group Head of Finance, FTSE250 UK Asset Manager
Risk Management
- Group Chief Risk Officer, FTSE250 Wealth Manager
- International Chief Risk Officer, US$1trn AUM US Asset Manager
- EMEA Chief Risk Officer, US$1.5trn AUM US Asset Manager
- Global Head of Investment Risk, FTSE100 Global Asset Manager
- Global Head of Enterprise Risk, Prominent Global Asset Manager
- Europe Head of Operational Risk, Global Corporate Bank
- Head of Regulatory Risk and Compliance, Major UK Life Company
- Head of Risk and Compliance, Multi-Family Investment Officer
- Chief Risk Officer – Wealth & Platforms, FTSE100 Global Asset Manager
The Board
- Independent Chair of the European Board, Japanese Corporate Bank
- Independent Chair of the Board, Financial Planning Network
- INED / Chair of the Risk Committee, Japanese Investment Bank
- INED / Chair of the Remuneration Committee, US$60bn AUM Asset Manager
- INED / Chair of the Risk & Governance Committee, Major Investment Platform
- INEDS for Board of UK Fund Company, Japanese Asset Management Group
- INED / Chair of the UK Audit & Compliance Committee, Indian Banking Group
- INED / Chair of the Europe Corporate Governance Committee, MENA Banking Group