A Sample of Our Track Record: Global Chief Compliance Officer, FTSE100 Global Asset Manager Group Chief Risk Officer, FTSE250 Wealth Manager Group Head of Internal Audit, Prominent UK Asset Manager/ Pension Scheme Independent Chair of the European Board, Japanese Corporate Bank EMEA & APAC Chief Compliance Officer, £500bn AUM UK Asset Manager Independent Chair of the Board, Financial Planning Network UK Chief Compliance Officer, Global Custodian Bank International Chief Risk Officer, US$1trn AUM US Asset Manager Europe Head of Internal Audit, US$5trn AUM US Asset Manager INED / Chair of the Risk Committee, Japanese Investment Bank EMEA Head of Compliance – Alternatives, US$1.5trn AUM US Asset Manager EMEA Chief Risk Officer, US$1.5trn AUM US Asset Manager EMEA Head of Internal Audit, Japanese Investment Bank INED / Chair of the Remuneration Committee, US$60bn AUM Asset Manager Director of Regulatory Liaison, Prominent UK Asset Manager Global Head of Investment Risk, FTSE100 Global Asset Manager UK Head of Financial Services Internal Audit Practice, Major Consultancy INED / Chair of the Risk & Governance Committee, Major Investment Platform Head of Regulatory Affairs, Big Four Accounting Firm Global Head of Enterprise Risk, Prominent Global Asset Manager Group Finance Director, Prominent Global Asset Manager INEDS for Board of UK Fund Company, Japanese Asset Management Group Head of Investment Compliance Advisory, Prominent UK Asset Manager Europe Head of Operational Risk, Global Corporate Bank Europe Chief Financial Officer, Prominent Global Private Equity Firm INED / Chair of the UK Audit & Compliance Committee, Indian Banking Group Head of Distribution Compliance, FTSE100 Global Asset Manager Head of Regulatory Risk and Compliance, Major UK Life Company Group Head of Finance, FTSE250 UK Asset Manager General Counsel / Chief Compliance Officer, Niche Hedge Fund Head of Risk and Compliance, Multi-Family Investment Officer INED / Chair of the Europe Corporate Governance Committee, MENA Banking Group Head of Risk & Compliance, Niche Hedge Fund Chief Risk Officer – Wealth & Platforms, FTSE100 Global Asset Manager UK Head of Financial Crime, Global Custodian Bank EMEA Head of Financial Crime, Global Custodian Bank Head of CASS Oversight, FTSE250 UK Asset Manager Big Four Regulatory Consulting Director, UK Asset Management Practice