Our Track Record

We have an outstanding track record in governance, regulatory and controls search across the financial services industry, and have placed a vast number of people into compliance, risk, audit and finance leadership roles over the course of more than thirty years in business. Our success is based on our knowledge of these functions, an appreciation of our clients’ specific needs and goals from one assignment to the next, and our uncompromising respect for all individuals involved in every search that we handle. Additionally, our growing Board Practice has been built on the longevity and depth of our relationships, our credibility as a governance specialist, and our access to this highly accomplished network of people. A sample of our track record follows:

Compliance & Financial Crime

Global Chief Compliance Officer, FTSE100 Global Asset Manager
EMEA & APAC Chief Compliance Officer, £500bn AUM UK Asset Manager
UK Chief Compliance Officer, Global Custodian Bank
EMEA Head of Compliance – Alternatives, US$1.5trn AUM US Asset Manager
Director of Regulatory Liaison, Prominent UK Asset Manager
Head of Regulatory Affairs, Big Four Accounting Firm
Head of Investment Compliance Advisory, Prominent UK Asset Manager
Head of Distribution Compliance, FTSE100 Global Asset Manager
General Counsel / Chief Compliance Officer, Niche Hedge Fund
Head of Risk & Compliance, Niche Hedge Fund
UK Head of Financial Crime, Global Custodian Bank
EMEA Head of Financial Crime, Global Custodian Bank
Head of CASS Oversight, FTSE250 UK Asset Manager
Big Four Regulatory Consulting Director, UK Asset Management Practice

Internal Audit & Finance

Group Head of Internal Audit, Prominent UK Asset Manager/ Pension Scheme
Europe Head of Internal Audit, US$5trn AUM US Asset Manager
EMEA Head of Internal Audit, Japanese Investment Bank
UK Head of Financial Services Internal Audit Practice, Major Consultancy
Group Finance Director, Prominent Global Asset Manager
Europe Chief Financial Officer, Prominent Global Private Equity Firm
Group Head of Finance, FTSE250 UK Asset Manager

Risk Management

Group Chief Risk Officer, FTSE250 Wealth Manager
International Chief Risk Officer, US$1trn AUM US Asset Manager
EMEA Chief Risk Officer, US$1.5trn AUM US Asset Manager
Global Head of Investment Risk, FTSE100 Global Asset Manager
Global Head of Enterprise Risk, Prominent Global Asset Manager
Europe Head of Operational Risk, Global Corporate Bank
Head of Regulatory Risk and Compliance, Major UK Life Company
Head of Risk and Compliance, Multi-Family Investment Officer
Chief Risk Officer – Wealth & Platforms, FTSE100 Global Asset Manager

The Board

Independent Chair of the European Board, Japanese Corporate Bank
Independent Chair of the Board, Financial Planning Network
INED / Chair of the Risk Committee, Japanese Investment Bank
INED / Chair of the Remuneration Committee, US$60bn AUM Asset Manager
INED / Chair of the Risk & Governance Committee, Major Investment Platform
INEDS for Board of UK Fund Company, Japanese Asset Management Group
INED / Chair of the UK Audit & Compliance Committee, Indian Banking Group
INED / Chair of the Europe Corporate Governance Committee, MENA Banking Group