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We have an outstanding track record in governance and controls functions across the financial services industry and have delivered many successful assignments. Continually growing our network of exceptional executives, we have access to the most talented candidates in the industry and this enables us to place the best possible people in leadership and management roles.

Here is a sample of our recent track record:

Compliance

  • Head of Investment Compliance Advisory Major UK Asset Management Group 
  • Head of Regulatory Liaison Major UK Asset Management Group
  • EMEA Head of Financial Crime Major Global Asset Management Group
  • UK Head of Financial Crime and MLRO Major Global Asset Management Group
  • Global Head & UK Head of Compliance FTSE100 Asset Management Group
  • Financial Crime Consulting Director Leading Regulatory Consultancy
  • General Counsel (inc. CF10/CF11) Global Investment Banking Boutique
  • Head of Compliance (CF10/CF11) Boutique UK Equity Asset Manager
  • EMEA Head of Compliance US$900bn US Passive Asset Manager
  • Head of Asset Management Compliance £250 billion AUM UK Asset Manager
  • Senior Compliance Officer FTSE250 UK Asset Manager
  • Head of Compliance Major Japanese Global Banking Group
  • Head of Legal, Risk & Compliance Leading Scottish Captive Asset Manager
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Risk Management

  • Chief Risk Officer, Multi-Asset Major UK Wealth Management Group
  • Head of Enterprise Risk Major Global Asset Management Group
  • Head of Enterprise Risk Major Global Health Insurer
  • Chief Risk Officer FTSE250 Wealth Management Group
  • International Risk Manager Major US Asset Management Group
  • Head of Operational Risk Major Japanese Global Banking Group
  • Chief Risk Officer Leading British Insurer
  • Chief Risk Officer Major Japanese Global Banking Group
  • Group Head of Risk & Compliance Major Global Asset Management Group
  • Director of Risk & Compliance Major UK Insurer in Run-Off
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Finance & Audit

  • Group Head of Internal Audit Major UK Fund Manager
  • Group Finance Director Major Global Asset Management Group
  • Head of International Audit Major Global Asset Management Group
  • Deputy European Head of Internal Audit Major Japanese Banking Group
  • Group Head of Finance FTSE250 Asset Management Group
  • Head of Internal Audit £30 billion AUM UK Captive Asset Manager
  • Head of Internal Audit Major South African Global Financial Services Group
  • European Controller Major Global Private Equity Firm
  • International Finance Director Major Global Asset Management Group
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Board-Level & Policy Search

  • Independent Non-Executive Director Major UK Investment Platform
  • Independent Non-Executive Director Foreign-owned UK Bank subsidiary
  • Retail Investment Policy Advisor Major UK Investment Trade Body
  • Senior Adviser – Infrastructure & Sustainability Major UK Investment Industry Trade Body
  • Non-Executive Chair principal European subsidiary of Japanese Banking Group
  • Independent Non-Executive Director, Chair of Risk Committee APAC Banking Group
  • Senior Adviser – Investment Risk Major UK Investment Industry Trade Body
  • Non-Executive Director, Risk Specialist APAC Banking Group
  • Non-Executive Director, Remuneration Committee Japanese Banking Group
  • Non-Executive Director, Chair of Risk & Audit Committee APAC Banking Group
  • Non-Executive Director, Deputy Chairman principal European subsidiary for Global Banking Group
  • Independent Non-Executive Director Japanese Banking Group
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